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ASPHALT RUBBER MAINTENANCE
TREATMENTS IN CALIFORNIA
Shakir Shatnawi, Ph.D., P.E.
Glynn Holleran M. App Sc
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ABSTRACT:
This paper addresses specific asphalt rubber maintenance strategies in California. California has been using asphalt rubber in many pavement applications because of its successful field and laboratory performance. This paper focuses on asphalt rubber chip seals, asphalt rubber hot mix - open graded and asphalt rubber hot mix - gap graded surface treatments with the emphasis on specifications, mix design, material requirements, job selection criteria, application parameters and performance history.
1. INTRODUCTION
The California Department of Transportation (Caltrans) began using asphalt rubber in chip seals in the 1970s and in hot mixes in the 1980s. The first asphalt rubber test was placed in Ravendale, California in 1982. This was followed by a series of field projects, laboratory performance studies and accelerated pavement-testing research. This led to the development of specifications and design guidelines. In 1992, a design guide was developed for asphalt rubber hot mix - gap graded overlays. This guide called for a reduction in overlay thickness by as much as 50% when asphalt rubber hot mixes were used in place of conventional dense graded asphalt concrete mixes [SHA 00]. During this period, specifications and guidelines were being developed for the wide usage of asphalt rubber in various maintenance strategies.
Asphalt rubber has been used in a number of different maintenance and rehabilitation applications including joint and crack seals, chip seals, stress-absorbing membrane interlayers (SAMI), asphalt rubber hot mixes (dense-, gap- and open-graded). Asphalt rubber binder has been used in both corrective and preventive pavement preservation strategies. The strategies used with these binders are valuable tools in the toolbox. They are viable options when choosing the right strategy at the right time.
The specifications used in the early projects were provided by industry as patented processes until the expiration of those patents occurred in 1992. The first generic specification was developed in 1994 in the form of a "recipe" specification. This recipe specification was followed by a series of performance studies aimed at developing performance-based specification. These studies are still on going.
This paper will focus on specific maintenance strategies that have been used in California including the following:
- Asphalt rubber chip seals
- Asphalt rubber hot mix - open graded (RAC-O and high binder RAC -O-HB)
- Asphalt rubber hot mix - gap graded (RAC-G)
These strategies will be discussed in some detail in terms of their specifications, mix design, material requirements, application parameters, job selection criteria, and performance history.
2. DESIRABLE PROPERTIES OF ASPHALT RUBBER BINDER
The performance of the asphalt rubber binder depends on its elastomeric
properties. The manufacturing process influences these properties.
Therefore, it is important to achieve the required digestion through
adequate dispersion to create a rubber network or matrix within the
asphalt. The physical aspect of mixing creates a physio-chemical interaction
between the asphalt and the rubber.
The softer and tackier components
of the binder such as natural rubber improve adhesion with the aggregate.
The asphalt rubber binder consists of 18-20% rubber (80% ground tire
rubber of a suitable grading with 20% natural crumb (passing a 1.16mm
sieve). Heavy aromatic extender oil is often used at levels of up
to 3%. The extender oil acts as a compatibilizing agent and promotes
rubber swelling and interaction. The binder is blended in a low shear
system with a mixing auger or a propeller mixer. It is "reacted" with
the bitumen for approximately one hour and used within a few hours
of manufacturing. Figure 1 shows a micrograph of the finished asphalt
rubber binder. It can be seen that relatively large chunks of rubber
are present. It is suggested that the large chunks act as crack blunting
sites (stopping cracks from further propagation), analogous to butyl
rubber in high impact polystyrene.

Figure 1. Micrograph of "GOOD" Asphalt Rubber (Largest Particle is 0.01mm)
Asphalt rubber binder
improves the fatigue performance in hot mixes over mixes made with
conventional asphalt binders [SHA 00]. This can be seen in Figure
2, which shows a fatigue life comparison between an asphalt rubber
hot mix and a conventional dense graded mix.
The fatigue behavior
in hot mixes is significantly influenced by the binder properties.
Compatible systems prepared at low shear give better fatigue characteristics
[VAN 00]. The critical parameters in the performance of asphalt rubber
binder include mixing time, mixing temperature, rubber type and rubber
grading.
There are two types of asphalt rubber binder used in California.
They are referred to as Type I and type II.
Type I Asphalt Rubber Binder - This binder contains asphalt cement and ground tire rubber.
It does not contain high natural rubber or extender oil. This type
of binder is typically used in Arizona. Type I binders used contain
a very small amount of high natural rubber (1 to 3%).
Type II Asphalt Rubber Binder - This binder contains asphalt cement,
ground tire rubber and high natural rubber and extender oil. This
binder has been used in both Arizona and California.

Figure 2. Flexural Fatigue for Asphalt Rubber and Dense Graded
Asphalt Concrete
3. MAINTENANCE SURFACE TREATMENT STRATEGIES
The following are three main maintenance surface treatment strategies
that use asphalt rubber binder in California:
- Asphalt rubber chip seals
- Asphalt rubber hot mix - open graded (RAC-O) and RAC-O with
high binder (RAC-O-HB)
- Asphalt rubber hot mix - gap graded (RAC-G)
3.1 Asphalt Rubber Chip Seal
3.1a Job Selection
Chip seals can be referred to as stress absorbing membranes (SAM).
Caltrans uses type II asphalt rubber binders in chip seals. The
application is limited to state highways to control aggregate loss
and windshield damage. Asphalt rubber chip seals have been used
to address raveling, aging, poor skid resistance, minor bleeding,
minor load associated cracking, water proofing, thermal cracking,
and to provide stone retention on high traffic roads.
3.1b Material Requirements
Type II asphalt rubber binder is included in Caltrans specifications
(Standard Special Provisions - SSP 37-030). The asphalt rubber specification
is a recipe based on extensive experience. There are two rubber
types used, one is a ground tire rubber (42-65% rubber) and the
other is a natural rubber rich waste (40-48% natural rubber). They
are added at a ratio of 3:1 by weight into the asphalt. High aromatic-
napthenic extender oil is added at about 3%, depending on the compatibility
requirements of the blend. Mixing temperatures are 190-226oC (3750F-
4400F).
The key requirement of the rubber solids is the grading; this is
controlled to about a 40-mesh material, although finer gradings
(80 mesh) have been used. Grading controls the digestion rate and
reaction time of the binder. Table 1 shows this grading.
| Table 1. Grading Requirements
of Crumb Rubber |
| Sieve Size |
Scrap Tire CRM
% Passing |
High Natural CRM
% Passing |
| 2.36mm (#8) |
100 |
100 |
| 2.00mm (#10) |
98-100 |
100 |
| 1.18mm (#16) |
45-75 |
95-100 |
| 600um (#30) |
2-20 |
35-85 |
| 300um (#50) |
0-6 |
10-30 |
| 150 um (#100) |
0-2 |
0-4 |
| 75um (#200) |
0 |
0-1 |
The quality of the binder is controlled in the field by viscosity
measurement. The binder must be used within a few hours of manufacturing
to avoid excessive viscosity increase as this may compromise the
even application of the binder causing streaking. The required range
is 1500-3500 centipoises at 1900C (3750F)
The aggregate must be pre-coated with hot asphalt. Precoating is
done by heating the aggregate to 126-163 0C (260-325 0F) and coating
it with asphalt. The application level is 0.7-1.0% and AR 4000 conventional
grade asphalt is used. This is to ensure a good bond. The aggregate
requirements for asphalt rubber seals are generally more stringent
than those for conventional chip seals. The aggregate grading is
close to a single size as shown in Table 2. The aggregate must be
clean, free of clay and be as close as possible to a cubical shape.
The aggregate must have at least two crushed faces to promote aggregate
interlock and strength. Only 12.5mm (1/2 inch) and 9.5mm (3/8 inch)
aggregates are used. The larger stone is used for heavier traffic.
3.1c Mix Design Parameters
Chip seal design is not like hot mix design, in that film thickness
is not as applicable a concept. Binder application rates are determined
based on the average least dimension (ALD) of the aggregate, as
well as other aggregate properties such as shape, density, absorption
and grading. The optimum binder content also depends on how much
binder flows in existing voids in the pavement and how much binder
is already present at or near the pavement surface.
| Table 2. Aggregate Grading
Requirements for Asphalt Rubber Chip Seals |
| Sieve |
9.5mm
% Passing |
12.5mm
% Passing |
| 19mm(3/4inch) |
100 |
100 |
| 12.5mm (1/2inch) |
100 |
95-100 |
| 9.5mm (3/8inch) |
70-85 |
70-85 |
| 4.75mm(#4) |
0-15 |
0-15 |
| 2.26mm (#8) |
0-5 |
0-5 |
| 75um (#200) |
0-1 |
0-1 |
3.1d Application Parameters
The asphalt rubber is applied at 2.5-3.0 lt/m2 (0.55-0.65 gallons/yd
2). This application rate is based on experience. Some adjustment
may be made by the engineer to take field conditions into account.
A calibrated spray distributor performs the application for binder
at a temperature of 195-213 0C (385-415 0 F). The road temperature
must be a minimum of 130C (550F). The ambient temperature must be
in the range of 15-41 0C (60-105 0F). The spray pattern must be
even, covering the road evenly. The operations should not be conducted
during rain or when rain is imminent.
The aggregate is spread at a temperature of 107- 163 0C (225-325
0F) and at a rate of 15.2 -21.6 kg/m 2 (28-40lb/yd 2). This is based
on experience. A self-propelled chip spreader is used to spread
aggregate. Spreading should be done within 2 minutes of spray application
of binder.
Rolling is carried out using a pneumatic tired roller(s) within
90 seconds of the application of the chips. This should be a one
complete coverage for initial rolling and three more coverages for
completion. Sweeping is carried out initially using a self-propelled
power broom. This is done before traffic is allowed. Extra sweeping
may be carried out for loose aggregate.
A fog seal and sand coat are carried out after the initial sweeping.
Fog seal is carried out using a slow set emulsion (CSS-1, CSS-1h
or CQS-1) diluted at a rate of 50:50 with water. The application
rate based on undiluted emulsion is 0.14- 0.28 Lt/m 2 (0.03-0.06
gallons/yd2). Sand is applied immediately after the emulsion application
at a rate of 1.1-2.2 kg/m 2 (2-4 lb/yd 2). This prevents pick up
of the fog seal. Note that the road is not trafficked during fog
sealing or prior to sand application.
3.2 Asphalt Rubber Hot Mix-Open graded
3.2a Job Selection
Asphalt rubber hot mix - open graded (RAC-O) is a surface course
with an aggregate gradation that provides an open void structure
with air voids of 15-25%. This produces a permeable surface that
can drain water reducing splash and spray. The void structure appears
to also be able to attenuate noise making such pavements quieter.
The relatively rough surface increases skid resistance. The flexibility
of these mixes gives them reflective cracking resistance characteristics.
The asphalt rubber binder is much higher in viscosity than conventional
asphalt grades and allows thicker films and better aging resistance.
Another form of asphalt hot mix open graded is RAC-O-HB, which has
more binder content than the RAC-O. The high binder RAC-O-HB sacrifices
some drainage characteristics for much improved crack alleviation
properties and higher durability.
All pavements selected should be structurally sound. RAC-O and RAC-O-HB
mixes have been used to address raveling, aging, reflective cracking,
minor surface irregularities, spray and splash, skid resistance,
surface reflection (at night and in the wet), bleeding surfaces,
minor load associated cracking and to lower noise level.
3.2b Material Requirements
Type II asphalt rubber binder is included in Caltrans specifications
(Standard Special Provisions - SSP39-480). The asphalt rubber specification
is a recipe based on extensive experience and it is the same as
the recipe used for chip seals. The quality of the binder is controlled
in the field by viscosity measurements as for chip seal applications.
The aggregate used is 12.5mm top size. The grading requirements
are shown in Table 3.
| Table 3. Aggregate Grading
Requirements for RAC-O and RAC-O-HB |
| Sieve size |
Percentage Passing |
| 19mm |
100 |
| 12.5mm |
95-100 |
| 9.5mm |
78-89 |
| 4.75mm |
29-37 |
| 2.36mm |
7-18 |
| 1.18mm |
0-10 |
| 75um |
0-3
|
3.2c Mix Design Parameters
The design method used by Caltrans for the RAC-O and the high binder
RAC-O-HB is based on an aggregate grading designed to give a minimum
voids content of 18% (California test CT 367). A drain down test
is used to determine the optimum binder content (California test
CT 368). This test determines how much a conventional AR-4000 binder
can be used without excessive draindown during the transport or
placement. In RAC-O, the binder content is taken as the conventional
AR-4000 binder content multiplied by 1.2. For high binder RAC-O-HB,
the binder content is taken as the conventional AR-4000 binder content
multiplied by 1.65.
3.2d Application Parameters
Careful considerations when transporting the mix to the job site
are important to avoid draindown and to ensure that the mix can
be compacted. This is especially the case for nighttime applications
where careful considerations of the haul distance are required.
This determines the need to use a tarp over the truck. Currently,
there are no set maximum distances for haulage.
The tack coating practice is important. Often a heavier tack coat
than normal is used with open graded mixtures. This is thought by
some to assist in waterproofing the underlying pavement.
Open graded mixes are placed using conventional pavers. Pick-up
machines may be used if ambient temperatures are higher than 20
0C. At the lower temperatures, end dumps should be used.
The surface temperature is critical for asphalt rubber placement;
minimum air and pavement temperature should be 13 0C (550F). If
the pavement and air temperatures are above 18 0 C (65 0 F), the
mix shall be spread at no less than 138 0 C (2800F) or higher than
1630C (3250F) as measured in the mat directly behind the paver.
If the pavement is less than 180C (650F), then tarps must be used
during hauling and the mix is spread at 143-1630C (290-3250F).
Rolling is carried out only with steel wheeled rollers operating
in static mode at a dead weight of 7.2-9 tonnes (8-10 tons). Two
roller coverages are usual. The minimum temperature is 1350C (275
0F) for breakdown and 1200C (2500F) for finishing when pavement
and air is above 180C (650F). When pavement is less than 180C (650F),
then breakdown is done at no less than 1380C (2800F) and finishing
at not less than 1260C (2600F). Sand is applied at a rate of 0.5-1kg/m2
(approximately 1-2 lbs/yd2). Traffic is not allowed until final
rolling and sanding has been done.
3.3 Asphalt Rubber Hot Mix - Gap Graded
3.3a Job Selection
Asphalt rubber gap graded hot mix is a surface course with an aggregate
gradation that has a gap in the continuous grading. This mix is
referred to as ARHM-GG or RAC-G in California. The gap in the gradation,
together with the high viscosity of the binder, allows a high level
of binder (7-9%). This creates a very flexible mix that is highly
resistant to reflective cracking. All pavements selected should
be structurally sound. RAC-G mixes have been used to address raveling,
aging, reflective cracking, minor surface irregularities, bleeding
and load associated cracking.
3.3b Material Requirements
Type II asphalt rubber binder is included in Caltrans specifications
(Standard Special Provisions - SSP39-400). The asphalt rubber specification
is a recipe based on extensive experience, and it is the same as
the recipe used for chip seals and open graded mixes. The aggregate
used is 12.5mm top size and has the grading shown in table 4.
| Table 4. Aggregate Grading
Requirements for RAC-G |
| Sieve size |
Percentage Passing |
| 19mm |
100 |
| 12.5mm |
90-100 |
| 9.5mm |
83-87 |
| 4.75mm |
33-37 |
| 2.36mm |
18-22 |
| 1.18mm |
8-12 |
| 75um |
2-7 |
3.3c Mix Design Parameters
The mix design method used by Caltrans for RAC-G is based on California
Test CT 367 modified to allow for different void contents in different
climatic areas as shown in Table 5. A calculation is used to determine
the optimum binder content to achieve the voids required. The optimum
binder content is used as the upper value in a range where the lower
value is 0.3% less than the optimum. If the determined optimum binder
content is 7.0% there is no allowed range. The specimens are compacted
according to California Test CT 304 with the mixing done at 149-163
0C and kneading compaction at 143-1490C. The requirements call for
minimum Hveem stability of 23 and voids in mineral aggregate (VMA)
of 18.
| Table 5. Air Voids Requirements
for RAC-G |
| Traffic Index |
Mountain Region |
Valley Region |
Coastal Region |
Desert Region |
| 0-6 |
3.0 |
3.0 |
3.0 |
3.0 |
| 6-10 |
3.0 (4.0 if temp average is >950F) |
4.0 |
4.0 |
5.0
|
| >10 |
4.0 |
5.0 |
5.0 |
6.0 |
3.3d Application Parameters
Transporting the mix to the job site is critical to ensure the required
application temperatures. The application temperatures are the same
as those described in the previous section for open graded mixes.
Sanding is used for gap-graded materials at 0.5-1.0kg/m2. The tack
coating practice is conducted according to standard practice and
a conventional paving machine is used. Traffic is not allowed until
final rolling is complete and the sand has been applied to the surface.
4. PERFORMANCE
There has been several laboratory and field studies as well as accelerated
pavement tests conducted on various asphalt rubber mixes and strategies.
These studies were reported elsewhere [SHA 00], [VAN 00], [SHA 97],
[EPP 97], [SOU 96], [SHA 96]. The findings from these studies have
shown that the asphalt rubber mixes to be superior to conventional
dense graded mixes. Performance improvements have been shown in
terms of fatigue, reflective cracking and thermal cracking properties.
There has been extensive field performance reviews in California.
In 1995, a field review of 88 asphalt rubber projects throughout
the state of California was conducted. Most of those projects
were constructed with reduced thicknesses based on the 1992 asphalt
rubber design guide. The review revealed good performance in most
of the projects. A similar review of 113 projects was conducted
in 1999 that confirmed the previous findings. Recent reviews were
conducted in 2002 on test roads with various test sections that
contained a variety of surface treatments. In those test sections,
several asphalt rubber strategies were compared with conventional
dense graded strategies along with other variables. The reviews
confirmed the general trend that has been observed statewide with
the good performance of the asphalt rubber strategies. One example
of some of the test sections in California is the Esparto Test
Road discussed below.
5.CASE HISTORY - ESPARTO TEST ROAD
test road project with several test sections that were constructed side-by-side for comparison. The project was placed in September 1993 on Route 116 near the town of Esparto in Yolo County, near Sacramento, California. The total length of this project is 9 miles on a two-lane highway, one lane in each direction. This road experiences approximately 6,000 ADTs with truck and farming vehicles. The test road included asphalt rubber strategies and conventional dense graded strategies with various features as shown below.
5.1 Test Sections
There were 11 test sections in the Esparto Test Road with each section being 0.5 mile long and placed on both directions. The maintenance strategies that were chosen for the various test sections are listed below.
Asphalt Rubber Chip Seal
- 12.5 mm aggregate- 2.5 lt/m2 (0.60 gallon per square yard)
Asphalt Rubber Hot Mix - Open Graded
- 12.5 mm aggregate - 25 mm thick
- 9.5 mm aggregate-19 mm thick
- 9.5 mm aggregate-12.5 mm thick
Asphalt Rubber Hot Mix - Gap Graded
- 12.5 mm aggregate - 25 mm thick
Dense Graded Asphalt Concrete
- 12.5 mm aggregate - 25 mm thick
Asphalt Rubber Hot Mix - Open Graded (with SAMI)
- 12.5 mm aggregate - 25 mm thick
- 9.5 mm aggregate -19 mm thick
- 9.5 mm aggregate - 12.5 mm thick
Asphalt Rubber Hot Mix - Gap Graded (with SAMI)
- 12.5 mm aggregate - 25 mm thick
Dense graded Asphalt Concrete (with SAMI)
- 12.5 mm aggregate - 25 mm thick
The performance after 10 years has shown that the asphalt rubber sections performed significantly better than the sections with conventional mixes. In addition, the asphalt rubber hot mix - open graded with SAMI showed the best performance when compared with the same mixes without SAMI. The asphalt rubber chip seal section has shown good performance. The 25 mm thick sections performed better than the thinner sections in terms of cracking resistance.
6.0 CONCLUSIONS
Based on the performance of strategies that utilize asphalt rubber, specifications and guidelines were developed by Caltrans. Generally, the performance of asphalt rubber chip seals, asphalt rubber open graded hot mixes and asphalt rubber gap graded hot mixes have had good performance. Maintenance and rehabilitation strategies with asphalt rubber binder have been shown to be superior to treatments with conventional asphalt binder in terms of their performance. Performance improvements have been shown in terms of fatigue, reflective cracking and thermal cracking properties.
7.0 DISCLAIMER
The information presented in this paper does not necessarily represent the official views of Caltrans nor is Caltrans responsible for its contents. It only reflects the experiences and the personal judgments of the authors as professional engineers.
8.0 REFERENCES
[SHA 00] SHATNAWI, S. AND LONG B., "Performance of Asphalt Rubber as Thin Overlays", Proceedings of the Asphalt Rubber 2000 Conference, Vilamoura, Portugal, November 2000.
[VAN 00] Van Kirk, J. and Holleran, G., "Reduced Thickness Asphalt Concrete Leads to Cost Effective Pavement Rehabilitation," Proceedings of the Asphalt Rubber 2000 Conference, Vilamoura, Portugal, November 2000.
[SHA 97] SHATNAWI, S., "Fatigue Performance of Asphalt Concrete Mixes Using a New Repetitive Direct Tension Test", California Department of Transportation, 5900 Folsom Boulevard, Sacramento, California 95819, 1997.
[EPP 97] EPPS, A., "Thermal Behavior of Crumb-Rubber Modified Asphalt Concrete Mixtures," Ph.D. Dissertation, University of California, Berkeley, 1997.
[SOU 96] SOUSA, J., SHATNAWI, S. and COX, J., "An Approach for Investigating Reflective Fatigue Cracking in Asphalt-Aggregate Overlays," Third International RILEM Conference, Maastricht, The Netherlands, October 1996.
[SHA 96] SHATNAWI, S., "A Procedure for Evaluating Reflective Cracking," Proceedings of the Fourth Materials Engineering Conference, ASCE, Washington, D.C., November 1996.
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